Caselaw Digest
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John Douglas Wardle v The Commissioners for HMRC

[2024] UKFTT 543 (TC)
A company was building a power plant. The question was whether it was a 'business' for tax purposes two years before it was finished. The judge said it was, even though it wasn't fully operational yet, because it had taken enough steps to get started (like signing contracts with suppliers).

Key Facts

  • Mr. Wardle appealed a closure notice denying his claim for Entrepreneurs' Relief (ER) on the disposal of his interest in Biomass UK No. 1 LLP.
  • The dispute centered on whether the LLP was a 'business' for ER purposes two years prior to the disposal date (February 28, 2018).
  • The LLP was involved in building a waste-to-energy power plant.
  • Significant preparatory work and contracts were in place by August 2015 (Financial Close), but the plant wasn't fully operational until later.
  • The key legal question was when the LLP commenced trading.

Legal Principles

Definition of 'business' for Entrepreneurs' Relief purposes: a trade, profession, or vocation conducted commercially with a view to profit.

Section 169S(1) TCGA 1992

Definition of 'trade': includes any venture in the nature of trade.

Section 989 ITA 2007

When a trade commences: requires a specific concept of the activity, set-up of the business (to the extent needed), and commencement of operational activities (dealings with third parties directly related to supplies, involving financial risk).

Mansell v R & C Commrs [2006] Sp C 551

Open justice principle in tax cases: paramount, with limited exceptions for anonymity.

HMRC v Banerjee (No 2) [2009] STC 1930; The Commissioners for His Majesty’s Revenue & Customs v The Taxpayer [2024] UKUT12 (TCC)

Precedent: First-tier Tribunal decisions are not binding on other First-tier Tribunal judges.

Wardle 2

Outcomes

Appeal allowed.

The Tribunal applied the *Mansell* test and found that the LLP had commenced trading by February 28, 2018, satisfying the requirements for ER. The Tribunal rejected the *Birmingham District Cattle* test as outdated and inconsistent with later case law.

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